31855-v1 Demonstrate And Apply Knowledge Of Financial Services Legislation, Good Conduct, professionalism Assignment
- Subject Code :
31855-v1
- University :
Professional IQ College Exam Question Bank is not sponsored or endorsed by this college or university.
- Country :
Australia
Task 3 (US 31855 PC 2.1, 2.2, 2.3 and 2.4)
In this task you are required to demonstrate your knowledge of the applicability and impact of New Zealand financial services legislation relevant to the daily operation of financial services providers, financial advisers or nominated representatives.
Please complete your answers in the table below; each response should be 2-3 examples or bullet points. You need to provide sufficient information to demonstrate the impact of the legislation and what you do or could do to demonstrate complying with your obligations.
(see table over page)
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